Chronicle 3. A CHRONICLE OF THE HUMANS

Chronicle 3. A CHRONICLE OF THE HUMANS

/ΕΛΛΗΝΙΚΑ/ Χρονικό 3. ΧΡΟΝΙΚΟ ΤΟΥ ΑΝΘΡΩΠΟΥ

● Academic Scholasticism ● Ares Poulianós: Archanthropus and Homo Erectus ● Homo’s Cradle: North Aegean and Macedonia ● DNA Analyses: Minoans, Mycenaeans, Cretans and Hellenes ● Paleolithic Odyssey ● Aegean Stonehenge ● Balkan Writing

Michales Loukovikas

Ain Ghazal Statues, Jordan, considered as one of the earliest large-scale human representations (ca 7250 BCE)

THE NEOLITHIC AGRICULTURAL revolution is the work of women, I said in our previous Chronicle, because, according to the division of labour of that period, they were the ones who gathered fruit, while men hunted. Women, therefore, should have foreseen the prospects of expanding available food by agriculture. It was a logical hypothesis I made in passing, noting that I do not know if any researcher has expressed the same opinion. Nevertheless, I stressed the need not to further engage in such speculations for the time being, and stick to generally accepted ideas – as long as they are not directly related to the issues under our consideration. Such are the assumptions connected to the theories of man’s African origin, and the origins of the inhabitants of Hellas, the Indo-European languages and their speakers, or even the Phoenician origin of the Greek alphabet, among various issues that are relevant, or sufficiently vague. As I’ve said, they are nothing but theories…

The situation prevailing in academic circles is, unfortunately, very sad, while – normally – universities should be temples of free movement of ideas, dialogue, knowledge and learning. So many theories, taken for “granted”, have already been overturned; and so much blood has already spilled, “in the name of” utter idiocies, touted as “divine laws”, whether “the earth moves”, or concerning the nature of the “Holy Trinity”, as if the “holy fathers” had X-rayed its components! A scientist who, instead of pursuing a “true understanding through reason”, as Plato said, yields to doctrine, to dogma (in order to forward his ego, as well), is nothing but a scholastic charlatan.

Archánthropus skull found in the Cave of Petralona in 1960

SΟ SCHOCKED I FELT when I came across the work of the anthropologist Ares Poulianós, who introduced us to the Archánthropus of Petrálona in Chalcidice, having already studied in depth the origin of the Hellenes: he was violently evicted from the cave and the museum which, nota bene, he had founded and funded himself (a period when several of his important findings “vanished”…), and had to spend endless hours in the courtrooms, rather than in excavation sites, in order to be vindicated – having against him even the Greek state, which ought to support him instead. That’s because he dared to overturn “well-established notions”, “divine laws”: that Homo’s cradle is not Africa, but the region of Macedonia and the northern Aegean. And after spreading all over the Mediterranean, the humans moved North and South, East and West. Therefore, the inhabitants of Hellas have been mostly indigenous, and the theories about the descent of the Indo-Europeans, or of any other people, from the North to the South, should be similarly discarded. According to this “Out of the Aegean” theory (it is also a theory), the Chronicle of the Humans is as follows:

Ares Poulianós

● 12-11 million years ago, the oldest Homo erectus (Standing man) appeared on earth. His bones and tools were found by Poulianós at Triglia, also in Chalcidice, not far from Petrálona; thus he called him Homo erectus trigliensis. In the same area, he discovered some nine-million-year-old ancestors of the horse. Hipparia appeared in Spain and Africa 500,000 years later. Homo erectus, in his Asian and African variants, emerged ten million years later(!), two million years ago, while the earliest African tools were made 2.5 (three at most) million years ago.

“Between twenty and seven million years ago, Earth really was the planet of the apes”, the anthropologist David Begun wrote in the New Scientist. “At least 100 species roamed the world before the first humans appeared. They… are more fascinating still for what they tell us about our own origins. Key human traits including big brains, dexterous hands, erect posture and long childhood can be traced back to this period. And the really surprising thing is that these features all evolved in European apes.”

“Earth: a planet of the apes. Key human traits evolved in European apes.” “Homo’s genesis due to great geologic-climatic changes in the Aegean.” (David Begun, Ares Poulianós)

“Apes and humans shared common ancestors in the very distant past”, said Poulianós. “The line of this evolution, however, was broken abruptly around twenty million years ago, with the great geologic and climatic changes taking place in the northern Aegean area. Throughout northern Greece… we encounter the well-known Petrified Forests… (with fossilized trunks over 17 million years old) as a result of volcanic eruptions that testify to the great and abrupt geological disturbances in the area. That epoch… is the beginning of a geological change, which prepared the evolution of the Primates. One of them was this twelve-million-year-old man.”

Graecopithecus (El Graeco)

● “Humans and anthropoids should have co-existed at that time,” remarks Marios Demópoulos, referring to the 10-million-year-old Ouranopithecus macedoniensis who was found in the areas of Chalcidice, Thessaloniki, and the Axiós (or Vardar) river. Anthropoids of the same period were excavated in other regions of Hellas, some quadrupeds, and other bipods, in a “semi-standing” posture.

● Graecopithecus (El Graeco), whose teeth were dug up in Hellas and Bulgaria, lived some 7.2 million years ago. These fossils are solid evidence that evolution of man’s genesis started in the Mediterranean 200,000 years earlier than Africa. “Graecopithecus is not an ape”, said Professor Nikolai Spassov. “He is a member of the tribe of hominins and the direct ancestor of homo”, who stood up and became bipedal to help himself find food with ease in the Balkan open savanna. The magazine New Scientist published a related article entitled Man’s cradle is Greece, not Africa.

● An important find is an elephant at Perdiccas near Ptolemaida, who lived three million years ago. It is the oldest hunting game in Europe, killed and chopped with dozens of sharp tools by a large group of Archanthropi in the Kozani area.

● 1.5 million years ago, man found refuge in caves to protect himself from the glaciers. In the Petrálona cave, the Archanthropus left the world’s oldest traces of fire, which he lit 1.1 million years ago. Similar traces of fire appear somehow later, one million years ago, in South Africa.

● The Archanthropus europaeus petraloniensis, circa 800-700 thousand years old, has been identified either as a Homo erectus, or Neanderthal, or an early form of Homo sapiens. Of course, those who worship orthodoxy speak instead of some archaic hominid unrelated to the above “classical” homos. Two 800,000-year-old skeletons were also found in the cave.

As we can deduce from the Archanthropus’ tools he was right-handed. Indirectly we can arrive to the conclusion that he may have had speech: right-handedness is linked to the left cerebral hemisphere, where the areas of speech are found. If he had speech, he might have had some elementary form of language… Besides, a hyena’s skull was found above its jaw, placed in a cave niche, as if it was some kind of “icon”. Thus man might have had some sense of symbolism since then.

● Moreover, special mention deserve the finds in the Apidima Cave, located on the western shore of Mani Peninsula in the southern Peloponnese. A systematic investigation of the cave has yielded Neanderthal and Homo sapiens fossils from the Palaeolithic era. The oldest skull fossil shows a mixture of modern human and primitive features, and has been dated to be more than 210,000 years old, making it the oldest proof of Homo sapiens living outside Africa. The skull is more than 150,000 years older than previous Homo sapiens finds in Europe… “Our results”, the researchers summarized, “suggest that at least two groups of people lived in the Middle Pleistocene in what is now southern Greece: an early Homo sapiens population, followed [sic] by a Neanderthal population.”

Mycenaeans and Minoans were close relatives, and ancestors
of today’s Greeks, according to an analysis of ancient DNA.

REGARDING THE INHABITANTS OF HELLAS and their origin, I firmly believe that, as a rule, the newcomers to a place are far less numerous than the indigenous and are easily assimilated. Exceptions are rare. This belief is confirmed by a recent analysis of ancient DNA, suggesting that today’s Greeks are indeed the descendants of Mycenaeans, with only a small proportion of DNA from later migrations to Hellas. We know, of course, that the Mycenaeans were Greeks. That’s why I consider even more impressive the finding that, at the same time, they were closely related to the Minoans, an earlier civilization flourishing mainly in Crete from 3000 to 1400 BCE.

The ancient genome came from the teeth of 19 people: ten Minoan Cretans (who lived between 2900 and 1700 BCE), four Mycenaeans from mainland Hellas (between 1700 and 1200 BCE), and also five Neolithic era or Bronze Age farmers from Greece and southwestern Asia Minor (between 5400 and 1340 BCE). By comparing this material to that of 334 other ancient people from several parts of the world and 30 modern Hellenes, the researchers drew their conclusions.

Minoan Linear A writing
(2nd millennium BCE)

For more than a century, the origin of the Bronze Age Minoans and Mycenaeans was an archaeological puzzle. The latter received from the former the symbols of their script, Linear A, and adapted them to the needs of their own language. This new script, Linear B, was deciphered by Michael Ventris in 1952; then we realized that the Mycenaean was an archaic Greek dialect. However, we have not yet been able to read the Linear A texts, obviously because the Minoan tongue was completely different. We have also come to the conclusion that the same should have been true as regards the two peoples.

Yet, it turned out that they were most closely related to each other, as they both got 3/4 of their DNA from the early Neolithic farmers of western Anatolia and the Aegean, and most of the remainder from some ancient populations related to those of Caucasia and Iran, according to the findings of the research team, reported in the scientific journal, Nature. It seems there was an early migration of people from the Orient to western Anatolia and the Aegean, after those early farmers had settled there, but before the Minoans split from the Mycenaeans.

Nevertheless, if the two peoples were not “brothers”, but “cousins”, it is because the Mycenaeans did have an important difference: some of their DNA (4-16%) came from Northern hunter-gatherers, who originated from Eastern Europe or Siberia. This suggests that a second wave of people from the Eurasian steppe came to mainland Hellas by way of Eastern Europe or Armenia, but didn’t reach Crete, according to Joseph Lazarides, a geneticist at Harvard University, who co-led the study.

Saffron gatherer: fresco replica from
Acrotiri, Thera (17th century BCE)

It is no wonder that the Minoans and Mycenaeans looked alike, with brown hair and eyes. This is exactly how artists in both cultures presented them on frescoes and pottery, although they spoke and wrote different languages. There were even more differences: the Mycenaeans, Lazarides observed, were militaristic, and their art was replete with war scenes, in contrast to Minoan art. Note that, because the Minoans used hieroglyphics in earlier times, some archaeologists, such as Arthur Evans, thought they were partly of Egyptian origin – which turns out to be wrong.

When the researchers compared the DNA of modern Greeks to that of ancient Mycenaeans, they found a lot of genetic overlap. Living Hellenes share similar proportions of DNA from the same ancestral sources as Mycenaeans, although they have inherited a little less DNA from ancient Anatolian farmers and a bit more from later migrations to Greece.

The continuity between the ancient and living Hellenes is “particularly striking given that the Aegean has been a crossroads of civilizations for thousands of years”, said George Stamatoyannopoulos of the University of Washington in Seattle, a co-author of the study. It seems that the major components of the Greeks’ ancestry were already in place in the Bronze Age, after the migration of the earliest farmers from Anatolia set the template for the genetic makeup of the Hellenes and, in fact, of most Europeans. “Our results support the idea of continuity but not isolation in the history of populations of the Aegean, before and after the time of its earliest civilizations,” the researchers added.

The results also show it is possible to get ancient DNA from the hot, dry lands of the eastern Mediterranean, says archaeologist Colin Renfrew of the University of Cambridge in Britain, who was not involved in this research. Scientists now hope they can get DNA from other ancient cultures, such as the mysterious Hittites, who came to ancient Anatolia sometime before 2000 BCE, and who may have been the source of Caucasian ancestry in Mycenaeans and speakers of early Indo-European languages in the region. His colleague, Kristian Kristiansen of the University of Göteborg, Sweden, who was also not involved in the work, agrees: “The results have now opened up the next chapter in the genetic history of western Eurasia – that of the Bronze Age Mediterranean.”

Minoan civilization: autochthonous and self-luminous…

Prince of the Lilies, Knossos (ca 1550 BCE)

ANOTHER RELATED RESEARCH, led by Stamatoyannopoulos, and focused on the Minoans, analyzed samples of DNA from some skeletons found in a cave on the Lasithi plateau and compared them with samples from 135 ancient and modern human populations. What the researchers told Nature is that Minoan civilization was created by the descendants of early colonists who sailed to the island from Anatolia 9000 years ago (?) and were genetically similar with the Neolithic inhabitants of the wider region. Thus there is no basis for any theories that the Minoans originated from Africa, as descendants of the ancient Egyptians or the Berbers. On the contrary, genetic similarities have been found with ancient and more recent European populations. The analysis also suggests that the Minoans are most closely related to the modern population of Crete, and also of Greece in general.

This genetic analysis confirmed the findings of Poulianós, after he had studied 1200 Cretans (including 200 women), that the majority of the population of the island is made up of indigenous people, at least since the Neolithic era. There have been, of course, migratory influences, but without significant alterations as a result. The human type still prevailing is the same, the so-called Caucasian-Mediterranean type (from Caucasia down to Crete), where the inhabitants of the Aegean islands south of Lesbos also belong. On the basis of the above data, the theory of the Semitic origin of the Minoans was also discarded. Not only the inhabitants of Crete, Poulianós points out, but also of Hellas in general, come mostly from a period before the arrival of the Achaeans. The findings of his research were made public in his book, The Origin of the Cretans, published in 1970 and reissued in 1996.

“What has been solved for us in the past years,” he writes in his preface, “is that Crete was inhabited not since the Mesolithic era, as we previously said, but since the Lower Paleolithic, that is, some million years ago. This is testified mainly by the stone tools of the first people who lived all over the Aegean even since the Upper Miocene. There are also bones of the inhabitants of Crete that date back to the Middle Paleolithic era. Crete has never been completely deserted by inhabitants. Not even during the great disaster caused by the eruption of the volcano of Santorini. Excavations unearthed human skeletons of all eras and ages… The key to understand these developments has been the Minoan Microcephalus, which was accidentally found in the basement of the Archaeological Museum of Heraclion. Except Minoan endogamy, the Microcephalus testifies to the biological evolution of the human species that began hundreds of thousands of years ago.⁽¹⁾ But it primarily proves that the Aegean Type, which is of the same age with the Continental one, is autochthonous. The same applies to the language of the Cretans that has always been Greek. Of course, there may have been variations of Hellenic created by long-term isolation in a place, even differences of pronunciation. But Greek was the dominant language throughout the Balkans and Eastern Mediterranean, at least since the Middle Paleolithic.”⁽²⁾

Candia (Crete), by Abraham Ortelius (1584)

• ⁽¹⁾ According to the Anthropological Society of Greece (ASG), founded by Poulianós, “the skull of a microcephalus was discovered in the Minoan excavations at Zakros. It belonged to a 20-year-old man, most probably of the Minoan dynasty, whose brain’s volume did not exceed the 530 cubic centimetres. This genetic aberration was due to the long isolation and endogamy of the Minoans. Thus neither the Cretans, nor the Minoan dynasty, emigrated from somewhere else, but it was a product of local evolution. The skull was sent away to Vienna in 1971, under the pretext of a study, a fact that was considered as unscientific and illegal by the ASG. Confronted by the indifference of the Ministry of Culture for many years to repatriate it, there was no other way but the recourse to Hellenic Justice. This was finally done in the spring of 1997, and since then it is housed at the National Archaeological Museum.”

• ⁽²⁾ As the French archaeologist Paul Faure writes in his book, Life in Minoan Crete: “Ancient writers never considered Minoan monarchies completely different from those of the Homeric world. Even more, they always considered Minos, Rhadamanthys and Sarpedon [Zeus and Europa’s children] as Greek rulers and their successors as consanguineous heirs, who ascended to the throne without conflict or interruption.”

Paleolithic Odyssey: most ancient navigators in the Mediterranean

I DO NOT KNOW IF THE CRETANS’ LANGUAGE has always been Hellenic, as Poulianós claims, but his bold expansion of their history into the distant past is already verified by archaeological finds: hundreds of stone tools dug out in the area of Plakiás, on the southern shores of Crete, which date back to 130-190 thousand years or even more! Quite impressive is that Crete has been an island for more than 5 million years; which means that the artisans who made all those tools arrived there by sea! The Minoan Thalassocracy during the Bronze Age is no wonder with such historical precedents.

The Mediterranean

In the summer of 2008, a Greek-U.S. team was searching in Crete for samples of life of its Neolithic inhabitants – nothing older than 11,000 years. The research team was headed by Eleni Panagopoulou, an archaeologist at the Directorate of Paleoanthropology and Speleology of Southern Hellas, and Thomas Strasser, an associate professor of art history at Providence College in Rhode Island. They were assisted by geologists and archaeologists, such as Curtis Runnels of Boston University. None of them could ever imagine how rewarding Fortune would be. “The idea of finding tools from this very early time period on Crete was about as believable as finding an iPod in King Tut[ankhamun]’s tomb”, remarked Runnels in jest…⁽³⁾

• ^(c) The first human presence in Crete was discovered accidentally, too, when fossilized footprints aged to 5,700,000 years old, predating other discovered tracks by 2,000,000 years, were found close to Tráchilos, Chaniá, in 2002, implying the possibility of hominin evolution outside Africa!

The plethora of findings excludes the possibility of some accidental stranding in this area. Everything points to the direction of an organized colonization. As Strasser stressed: “These early people were intentional seafarers; not individuals lost at sea.” Experts on early nautical history and archaeologists think that these ancient sea dogs had craft sturdier and more reliable than rafts. They must also have had the cognitive ability and knowledge to conceive and carry out water crossings over such great distances repeatedly in order to establish sustainable populations in Crete. “The fact that we have several hundred stone tools in nine different locations suggests that a large enough number of people came in order to sustain the populations and leave a visible archaeological trace”, Runnels said. “That means they didn’t just raft over once.”

“The results of the survey”, the Greek Culture Ministry said in a statement, “not only provide evidence of sea voyages in the Mediterranean tens of thousands of years earlier than we were aware of so far, but also change our understanding of early hominids’ cognitive abilities.” The research offers new perspectives on how our early ancestors migrated and expanded throughout the world, upturns the timetable of technological development, and pushes the history of navigation in the Mediterranean back more than 100,000 years. If early humans were crossing mare nostrum, Runnels said, then they certainly could have also crossed other water barriers, such as the Red Sea or the Gulf of Aden. “And that means that the assumptions that we have had – that the peopling of Eurasia was done by early hominins moving overland through the Near East, into India and down – will have to be revisited.”

Stone Age fishing and navigation

The research, which continued in 2009, reached the top ten discoveries of 2010. No wonder, because until then we believed that ancient humans reached Crete, Cyprus, a few other Greek islands, and possibly Sardinia, no earlier than 12,000 years ago. Orthodoxy claimed that the capability to construct and victual crafts, and navigate them to distant coasts, arrived only with the advent of agriculture and animal domestication. We thought that the earliest rafts were logs with sails made of animal skins lashed to a tree limb to catch the wind. We imagined that on such rafts the obsidian found in the Franchthi cave in Argolis was somehow transferred from Melos. The increased use of this most precious volcanic rock 13,000 years ago shows that the people of Argolis or Melos were accomplished seafarers. The earliest known boat, found in the Netherlands, dates back only 10,000 years; convincing evidence of sails only show up in Egypt around 2500 BCE. Although wooden boats don’t normally survive the ages, we know that one of the earliest members of the human family, Homo erectus, was able to cross several kilometers of deep water more than a million years ago to reach Flores and Sulawesi islands of Indonesia. Much later Homo sapiens braved treacherous waters to colonize Australia by 65,000 years ago.

Who were the artisans of the Cretan tools? We can only speculate on that based on their technology. The artifacts are very similar to tools used by Homo erectus more than a million years ago, and by Neanderthals, as well, until about 130,000 years ago. Even more intriguing, the archaeologists who found them noted that the style of the hand axes suggested that they could be up to 700,000 years old! These tools may testify to sea-borne migrations of Neanderthals from the Near East to Europe, argued Strasser; which means that they were navigating in the Mediterranean. Others prefer Homo heidelbergensis,⁽⁴⁾ in the role of a Paleolithic Odysseus. Whatever the case, it seems that early humans were capable of long-distance navigation, sailing at will in the open sea and using sea routes. Most probably, the urge to go to sea, and the cognitive and technological means to do so, predates Homo sapiens, remarked Alan Simmons, an archaeologist at the University of Nevada in Las Vegas. “The orthodoxy until pretty recently was that you don’t have seafarers until the early Bronze Age,” adds archaeologist John Cherry of Brown University, an initial skeptic regarding these finds. “Now we are talking about seafaring Neanderthals. It’s a pretty stunning change.”

• ⁽⁴⁾ The first Neanderthal was found in the Neander valley of Rhineland. Heidelberg gave its name to Homo heidelbergensis. Early Homos theorized to be Africans turned out to be… Germans?(!)

The last of the Neanderthals…

How long took the voyage to Crete? It depends on the starting point and the time of voyage. Even when the Mediterranean reached its lowest known point, plummeting some 150 metres below current sea level, those leaving from Asia Minor or Hellas would have had to make three separate water crossings ranging from 20 to 40 kilometres each to reach Crete. If, on the other hand, the seafarers departed from Africa, they should have been prepared to cross 200 kilometres of open sea water. “We can’t say the toolmakers came from Libya,” commented Strasser. “If you’re on a raft, that’s a long voyage, but they might have come from the European mainland by way of shorter crossings through Greek islands.” And why did they go there? Crete, according to the researchers, was an attractive place to hunt for food, with a variety of wildlife – such as deer, but also dwarf elephants and hippopotami, equal in size to cows and pigs respectively (due to the insular conditions that gave birth to the microcephalus) – as well as many edible plants. At the heart of it all, though, there was something fundamental to all human beings, Panagopoulou suspects: “I think they were mainly motivated by curiosity and the desire for exploration.”

The surprise discovery prompted researchers to go to other islands in search of their… Fortune. A Hellenic-Canadian team uncovered hundreds of tools that were embedded in the soil of a quarry on Naxos. The island was likely accessible only by watercraft even in glacial times, when sea levels were lower. The hand axes and blades resemble those the Neanderthals and modern humans made from about 200,000 until 50,000 years ago. They require a more sophisticated technology than those found in Crete. Similar tools, attributed to Neanderthals, have turned up on a number of other Aegean islands. Paleolithic artifacts have also been recovered on the Ionian Sea isles of Cephallenia and Zacynthus. The plethora not only of tools, but also of sites where they were found, adds weight to the idea of purposeful settlement. “People are going back and forth to islands much earlier than we thought”, Simmons said. Earlier even than these findings in Crete suggest. The discovery of human remains and stone tools in Spain, dating to over a million years ago, may indicate that, long ago, some ancient hominins were finally able to cross the 15 kilometers of the hazardous Strait of Gibraltar from Morocco. On condition they were Africans. What if their starting point was the Aegean? And the sea they crossed was the Mediterranean, not the Strait?

Neolithic farmers from the Aegean built Stonehenge!

STONEHENGE GIVES CLUES that confirm Poulianós’ theories, after a DNA analysis of 67 Neolithic and six Mesolithic Britons, who lived in the period between 8500 and 2500 BCE, according to the journal Nature Ecology and Evolution. It is striking that the Neolithic Britons were descended from Aegean and West Anatolian farmers, who followed the Mediterranean route of dispersal: they journeyed westward to Iberia and travelled north through France to Britain, which was then sparsely populated by Mesolithic hunters. This happened about 4,000 BCE, while the massive expansion of people out of the Aegean and Asia Minor had started in 6,000 BCE – thus spreading the Neolithic revolution into Europe.^(e)

• ⁽⁵⁾ Another ancient DNA related study showed how Mediterranean grain (specifically wheat) came to Britain through trade around 6,500 BCE, before the Neolithic farmers’ arrival there.

There are dozens of archaeological studies detailing the spread of farming and new cultural practices across Europe. But scientists weren’t sure whether those new traditions arrived with new people, or reflected the spread of ideas. These migrant newcomers, who introduced agriculture to Britain, brought new farming techniques, pottery, and new religious cultures and beliefs, such as the tradition of building monuments using megaliths. Stonehenge, in Wiltshire, was part of this culture, as a temple aligned with the movement of the Sun (see Chronicle 18, Introduction). The main part of the monument was built around 3000 BCE.

DNA suggests that most European hunter-gatherers of the time had dark skin combined with blue eyes. Genetic analysis shows that the Neolithic farmers, by contrast, were paler-skinned with brown eyes and black or dark-brown hair.

Towards the end of the Neolithic, around 2450 BCE, the descendants of the first farmers, who had almost completely replaced the older hunter-gatherers, were themselves almost entirely replaced by a new population, called the Bell Beaker culture, that migrated from continental Europe. Thus Britain saw two extreme genetic shifts in the space of a few thousand years.

Reconstructed hut in Dispelió Neolithic lake settlement

Early Balkan writing

WHATEVER HAPPENS regarding the cradle of Homo, which, by “axiom”, is in Africa, is repeated in the case of writing, whose cradle is found in 4th-millennium-BCE Sumer, according to conventional archeology. In spite of that, far too many finds in the Balkans, already in the 19th century, are inconsistent with this “axiom” – and probably for this very reason, comments on purpose archaeologist Colleen Anne Coyle, few are aware of these discoveries.

● Turdaș, Romania; Vinča, Serbia: a cache of artifacts with previously unknown inscriptions was excavated in Romania in 1875. Then, a similar cache was found in Vinča, a suburb of Belgrade, Serbia, some 245 km from Turdaș, in 1908. Later, more such fragments were recovered in Banjica, in another part of the Serbian capital. Since, over 150 sites have been identified in Serbia alone, but many have not been fully excavated. Thus, the culture of the whole area is called the Vinča culture with the homonymous symbols of the Danube, Old European, Balkan, or Vinča-Turdaș script, used in the Neolithic during 6th to 5th millennia BCE.

Balkan (Danube Valley, Old European) script:
the oldest writing in the world?

● Sitovo, Bulgaria: an inscription was found in 1928 on the wall of a rock shelter close to Plovdiv. The Sitovo inscription may be the only one containing so many symbols (around 50), where we possibly have a complete text. The archaeologist Alexander Peev, who discovered it, sent a copy of the text to Soviet colleagues in the hope that they could help in deciphering it. But, as he was an active anti-fascist, he was executed 1943, on suspicion of sending a coded message to the USSR… The inscription was published in 1950.

● Tărtăria, Romania; Gradeshnitsa, Bulgaria: more tablets with inscriptions with the Vinča symbols were discovered in 1961, inside a grave, in the area of Alba Iulia, Romania. Several scientists suppose that the tablets may date to around 5500-5300 BCE. If indeed the symbols are a form of writing, then the Danubian culture would far predate the earliest Sumerian script. They would thus be the world’s earliest known form of writing. Such a controversial claim would surely provoke reactions. There were scholars who considered certain symbols to be Sumerian – therefore the result of forgery – or, at least, quasi-Sumerian proto-cuneiform. Analyses of the symbols, nevertheless, showed that they have little similarity with Near Eastern writing, resulting in the opinion that these symbols and the Sumerian script probably arose independently. Others had objections related to the stratigraphy of the site… On the other side of the Danube, in the Vratsa Province, north-western Bulgaria, more clay artefacts with incised marks, dated to the 4th millennium BCE, were excavated in 1969. The lack of symmetry, complexity and variability in the patterns proves most historians’ theories of a decorative function to be unreliable; and the same is true about the claims they were property marks, or potters’ “signatures”.

Dispelió tablet: oldest known
(pre-Linear A) written text?

● Youra, Alonnesos; Dispelió, Castoriá, Greece: this Balkan culture was related not only to the Black Sea, but also to the Aegean, with statuettes similar to the Cycladic civilization. On the now uninhabited islet of Youra in the Northern Sporades and inside the “Cyclops Cave”, in 1992, archaeologist Adamantios Sampson located ostraca (potsherds, ceramic fragments) dated to 6th – 5th millennia BCE bearing incisions. “The ostraca bear incised unidentifiable symbols”, he said. “It is possible that they echo evidence on an Aegean Neolithic ‘script’, or ‘proto-script’, – a very fashionable subject of discussion in Greece after similar finds in the Castoriá lake,” the Dispelió tablet. Equivalent symbols were also discovered at other Neolithic sites in Hellas (e.g. Euboea, Mykonos, and Nisyros), having several similarities with incised symbols on ceramics of the early Bronze Age in the Cyclades, and directly connected with the Balkan script that was discovered in Serbia, Romania and Bulgaria.

The Dispelió tablet (or script, or disc) is the most important archaeological find at the Castoriá lake settlement discovered accidentally in 1932. But excavations started 60 years later, in 1992, by George Hourmouziades. The tablet was found the next year; it is wooden and carbon 14-dated to ca 5260 BCE; the settlement was inhabited from 5600 to 3000 BCE. The tablet bears charagmata, i.e. inscribed markings, said the archaeologist, “a Neolithic man’s attempt at communication that we hope we’ll be able to interpret one day.” It appears to be a form of proto-writing, 2,000 years older than the proto-Sumerian pictographic script, or 4,000 years older than the Cretan or Mycenaean linear types of writing. Except the tablet, many other ostraca were also found bearing the same type of writing. It is important that the symbols did not resemble the human figures, the sun and moon, or other figures ideograms usually depict. They actually showed signs of advanced aphaeresis (abstraction) that indicates they are the result of cognitive processes.

Dispelió flutes

In February 2004, Hourmouziades commented that the text with the markings could not be easily publicized, because it would ultimately change the current historical background concerning the origins of writing and articulate speech, depicted with letters, instead of ideograms, within the borders of the ancient Greek world – and by extension, the whole of Europe… A number of items in the settlement attest to its economic and agricultural activities, animal breeding and diet preferences, as well as ceramics, wooden structural elements, seeds, bones, figurines, personal ornaments, or bone flutes: one of them, dating back to the 6th millennium BCE, is the oldest found in Europe – if we assume that the Divje Babe flute in Slovenia (43,100 years old) is not man-made.

● Vinča, the largest Neolithic settlement on European soil, was a metropolis with a thriving culture in the period 4500–3500 BCE. The settlements in the area were much larger than all the other European cultures of the same period. Some of them were more extended than the prehistoric settlements of the Aegean and the Near East that were built a millennium later. Vinča, in particular, became the largest market in southeastern Europe, not only for the exceptional value of its products, but also for the rare materials or other goods imported from either Transylvania or the Aegean and the Adriatic coasts. Impressive is the thematic variety of the figurines (naked or dressed, standing, kneeling or sitting, female, male and hermaphrodite, or masked, and especially the figures with the mother and child in her arms), but also the stylistic evolution from the naturalistic, to the realistic, and eventually the abstract.

Proto-cuneiform tablet (c. 3100–2900 BCE): account of barley distribution with cylinder seal (impression of
a man, hunting dogs and boars)

● Around 7,000 known languages are spoken nowadays; there were even more in the past. However, written languages have been rather few: in the course of human history fewer than 100 major scripts have appeared. Scripts, presumably, have developed only wherever there is a need, a reason, for them. The cuneiform script in Mesopotamia emerged from counting and accounting – until the third millennium BCE, when the Sumerian metaphysical concern for the afterlife paved the way for something more than a “shorthand” and used initially for funerary inscriptions. Such a need for record-keeping did not exist in the Balkans at the time, say the dissenters. But this is another “axiom”, as others argue, if we take into account that e.g. Chinese characters were first used for ritual purposes, in association with the royal “sacred power”. Thus needs vary from place to place.

Tang dynasty Chinese calligraphy

Throughout the Balkans, the same symbols have been repeatedly found in times and places separated by great distances. Hence they were understood by many individuals who lived in different areas and eras, a fact that lends support to the notion that they were indeed examples of proto-writing,⁽⁶⁾ if not a rudimentary writing system. A theory is that the symbols were used for religious purposes in a traditional agricultural society. Nevertheless, some scholars have pointed out that more than a quarter of the inscriptions are located on the bottom of a pot – an ostensibly unlikely place for a religious inscription. Such symbols on various artefacts are widespread and highly standardized denoting the existence of an inventory used by scribes. Consequently, outstanding scientists support the view that the Balkan script is the oldest writing in the world. Have in mind that there are approximately 700 different characters, around the same number of symbols used in Egyptian hieroglyphs.

• ⁽⁶⁾ A question is certainly brought up: what is writing? The difference between proto-writing and writing is that while the former encodes information, the latter encodes language.

Hieroglyphs on stele (c. 1321 BCE)

The repetition of certain symbols of the Balkan script in the Linear A tablets points to the Minoan civilization as being among the inheritors of this writing system that migrated south, towards the Aegean and Crete – unless this course was the reverse. The same applies to the Hellenic language and writing. Scholars tend to “forget” about the Mycenaean Linear B and think that ancient Hellenes learned to write around 800 BCE from the Phoenicians. Still, a crucial question emerges: How is it possible for the Greek language to have 800,000 word entries, ranking first among all known languages in the world, with the second next having only 250,000 word entries? And how is it possible for the Homeric epics to have been created at about 800 BCE – that is, just when the Hellenes learned to write?(!) It would be impossible for the ancient Greeks to write these poetic works without having had a history of writing of at least 10,000 years back, according to a US linguistic research. Note, in conclusion, that while ancient Eastern civilizations used ideograms to express themselves, the ancient Greeks were using syllables and letters, in a similar manner to today’s scripts.

Göbekli Tepe: a sort of totem pole with humanoid figures

● If indeed the Balkan script is the oldest, it does not mean that it fell from the sky! As it is rightly pointed out, the study of symbols carved and painted in caves by our “primitive” ancestors may eventually persuade archaeologists to look back beyond the Balkans and Sumer. This universal system of symbols in cave art may have been carried around the world during human migration from homo’s cradle – wherever that was. The symbols are also found outside caves, e.g. on rocks, or in ornaments. The use of abstract symbols in communication is a critical turning point in the mental skills of our ancestors. Deciphering their underlying meaning is extremely complicated. Some prehistorians argue that in the caves, “we are nearly always associated with animal figures and thus cannot be said to be the first steps toward symbolism.” Conversely, scientists from other disciplines, e.g. linguistics, suggest that both signs and animals were meant to convey ideas in the same manner as a written language. Cognitive mechanisms necessary for the development of cave and rock art are likely to be analogous to those employed in the expression of symbolic thinking required for language.

Of course, the path from primitive symbols to the Balkan and Sumerian scripts is far too long. There must have been many intermediate stages of development. One is probably located at Göbekli Tepe, in SE Anatolia, in North (Turkish) Kurdistan, very close to Şanlıurfa. It was founded before the 10th millennium BCE, and was abandoned in the 8th. There are circles of massive ‘T’-shaped stone pillars – the world’s oldest known megaliths. Prior to this great discovery, Sumer was assumed to be the beginning of everything: the first organized society, having invented the wheel. Most probably, such breakthroughs should be transferred to Göbekli Tepe, where we are also confronted with what appears to be the earliest yet discovery of writing. About 20 symbols – at least – seem to have been in use. This in itself does not portend to a complete language but it is possible that other findings may occur as, so far, only a third of the site has been excavated. Obviously, the history of writing will be enriched with the Anatolian symbols, which take us back to at least 10,000 BCE.

• >> Chronicle 4. ON DEMOCRACY
• << Chronicle 2. IT ALL STARTED HERE…

Next Chronicle 4. ON DEMOCRACY ● Authentic Democracy: Direct and in No Way “Representative” ● Castoriadis and Chaos ● The Trial of Socrates ● Ecclesia and Heliaea ● French and Haitian Revolutions ● Plato’s Republic

Human evolution

Chronicle 14. MUSIC MADE OF BODY AND SOUL

Chronicle 14. MUSIC MADE OF BODY AND SOUL

/ΕΛΛΗΝΙΚΑ/ Χρονικό 14. ΜΟΥΣΙΚΗ ΨΥΧῌ ΤΕ ΚΑΙ ΣΩΜΑΤΙ

Venus of Brassempouy: mammoth ivory figurine, one of the oldest human face representations (23.000 BCE)

● Man: a Musical Being ● Nature, Music
and Language ● Singing Neanderthals ●
Baby Talk ● Talent ● Art of Soul vs. Art of
Beauty ● Ecstasy and Catharsis ● Ritual
Music and Dance ● Ethos of Music

Michales Loukovikas

“It is not the strongest of the species that survives, nor the most intelligent, but
the one most responsive to change”.
(Charles Darwin)

MAN IS BY NATURE A MUSICAL BEING; meaning that song, i.e. music and lyrics combined, together with movement, or dance, has always been a fundamental human characteristic, serving his various needs. Besides, music, speech, and dance, a “Holy Trinity” according to the poet Kostēs Palamās, show how close the relationship between sound, body and soul is.

Music, speech, dance: a “Holy Trinity” (Kōstēs Palamās)

Quite strange is that the ancients, even the primitives, felt the impact of musical sound onto their bodies much more intensely than modern humans. Obviously, Christianism and Occidental mentality are largely responsible for the enormous degradation of our senses. Thus experts of many disciplines are now required to work together in order to fully comprehend this subject in depth.

Hunting scenes in a Lascaux cave painting

Natural sounds played a key role in the genesis of music: the sounds of Nature constituted the raw “materials” that gradually began to take shape. According to Darwin, a primary stimulus was animal cries, especially during breeding season, when an orgasm of sounds and movements prevailed, so rich and varied that man inevitably imitated, responding to that exquisite call of Nature’s Choir. Yet, man, as a species of the animal kingdom, had congenitally his own “repertoire”, which he gradually enriched – initially by imitation, and later by inspiration.

The emergence of art was directly linked to elementary manifestations of magic, even before the latter was systematized as a form of religion. Cave paintings, of a much later period compared to music, are examples of utilitarian art: men tried to exorcise all the animals they depicted so as to have plenty of game, or propitiate their spirits, if they were awe-inspiring beasts, and gain their powers. That is why the cave paintings are usually found not in the “living rooms” of the caves, but deep inside, in the “sanctuaries”, where, according to Iégor Reznikoff, the areas are most resonant: it seems they were their “icons”…

Spirit propitiation had broader applications, especially to natural phenomena that seemed supernatural, or during work time to coordinate movements, or even to master the “spirit” of the stone or wood that man wished to turn into a tool. Music played a key role in such cases though it was lost in the mist of time. Today, millennia later, we can comfortably admire the cavemen’s performances in visual arts. But who has ever listened to their songs?

The question above is rather rhetoric. Still, there’s another one that is crucial to be answered:

What is music? What’s its origin?

MUSIC IS FOUND EVERYWHERE, in every culture or civilization, even the most isolated tribes: it is a feature of the human species – perhaps of other species, as well. Moreover, music is influenced by all aspects of a culture or civilization, including socio-economic organization, lifestyle, climate, technology… Emotions and ideas expressed through music, the circumstances in which it is played, the attitudes toward musicians and composers – all these vary according to space and time.

Indian Ghost Dance in eastern California: the figures form a circle dance.

As we have said, music had probably its origin in Nature’s sounds and rhythms. Men most likely imitated these phenomena using similar patterns with repetition and tonality. There are musicians who deliberately imitate natural sounds: folk fiddlers trill like birds, while Beethoven’s “Pastoral” 6th Symphony recreates the soundscape of a thunderstorm. Onomatopoeia is at times related to shamanistic beliefs or practices.⁽¹⁾ It also serves entertainment and edutainment, or practical purposes (such as lure of animals in hunt).

• ⁽¹⁾ A shaman is a person regarded as having access to the “world of spirits”, entering into a trance state (very different from normal waking consciousness), and acting as a diviner or healer.

● Hugo Riemann, a theorist and composer, in his Catechism of Musical Aesthetics (How do we listen to music?, 1890), [Katechismus der Musik-Ästhetik (Wie hören wir Musik?)], thinks that the song of birds approaches true music and cannot be treated separately from human song, since both are the expressions of a single sensibility; while Louis Lucas, in his New Acoustics (Acoustique Nouvelle, 1840), discusses (what he calls) excellence of the enharmonic genus, and says: “It makes its first appearance naturally, as an imitation of bird song, of animal calls, and of the endless range of sounds made by material things.” Manuel de Falla was greatly influenced by Lucas and his Acoustics in his mature compositions.

Magdalenian horse (15.000-10.000 BCE):
a game, long before it was tamed.

If the imitation of a bird song is considered music, then the bird song itself may also be regarded as music! Indeed, according to a study of zoomusicology,⁽²⁾ bird songs are based on musical principles: those of repetition and transformation. It’s not only birds: whales and dolphins have also exceptional vocal capabilities, while monkeys are unrivaled on drums and percussion as they beat hollow logs, most probably in order to demarcate their territories, creating rhythmic patterns in which some experts detect elements of “dialogue”, “call and response”.

• ⁽²⁾ Zoomusicology is the study of “music” made by non-human animals, or rather the musical aspects of sounds produced or received by them, as a means of their communication. It is described as the “aesthetic use of sound communication among animals.”

In any case, everything depends on our definition of music – that is, whether a “musician” has the intention to stir up the emotions through his sounds, which is probably linked to his ability to reflect about time (past and future). Men became “artists” 130 thousand years ago (though this timeframe is debatable) creating jewelry, other artifacts, and cave paintings, while they started burying their dead with rituals. It was a form of a “cultural revolution”. If we assume that all those new forms of behaviour suggested the emergence of consciousness, then music – as we know it – appeared in the same timeframe. Still, this is a rather narrow conception of music. As it usually happens in Africa until now, in prehistory too the concept of music was broader, including dance and worship. And not only: at that time it also served communication among the members of a group of people helping to coordinate action and strengthen their bonds. Thus its role was crucial to their survival.

Music evokes strong emotions and opens paths to other states of awareness. In general terms, strong emotions are associated with evolution (reproduction and survival). Darwin pointed out the importance of music to sexual selection.⁽³⁾ Both singing and dancing require large energy reserves. Thus a singer or dancer, like a peacock displaying its feathers, is more likely to attract a mate to date. There is a counterargument though: in most species using singing in the selection of mates, it is the female that chooses and the male that sings – as a rule alone. In the human species, nevertheless, music is mostly a team sport where everyone is involved. Man is the only mammal having mixed choirs (with men, women and children). Something similar is found only in certain species of Australian and African songbirds with males and females singing in chorus.

Charles Darwin, by George Richmond

• ⁽³⁾ “When we treat of sexual selection we shall see that primeval man, or rather some early progenitor of man, probably first used his voice in producing true musical cadences, that is in singing, as do some of the gibbon-apes at the present day; and we may conclude from a widely-spread analogy, that this power would have been especially exerted during the courtship of the sexes, – would have expressed various emotions, such as love, jealousy, triumph, – and would have served as a challenge to rivals. It is, therefore, probable that the imitation of musical cries by articulate sounds may have given rise to words expressive of various complex emotions.” (Darwin, The Descent of Man)

The first musical “instrument” was obviously the voice of man who, even before he could master speech, had a vast range of expressive sounds: imitating natural sounds, plus singing, humming, whistling (a gamut of styles), shouting, crying, laughing, coughing, yawning, or producing various sounds through the mouth. (See Darwin’s The Origin of Species on music and speech). Add motion to all of these sounds: not only dance, but also grimaces, gestures and movements of individual body parts (head, arms and legs). In like manner, the first percussion “instruments” were hand claps, finger snaps, stones, wood and whatever could be used to accentuate rhythm. Man-made instruments would appear much later when humans started making tools.

By the way, let me make clear that talking about “humans”, I refer, in fact, to the Hominini. The oldest tools found in Tanzania were made 2.6 million years ago, i.e. before the emergence of the various human species (Homo). We suppose that the first tools were made by Australopithecus, who then transmitted this knowledge to Homo habilis. Our ancestors proceeded to the next phase of tool-making 1.7 million years ago with Homo erectus. (See the Chronicle 3, where this theory is disputed). I maintain, therefore, that sound preceded speech and that music, song, a capella (with no instrumental accompaniment), emerged together with voice as a characteristic of some Hominini, or even Hominids. Besides, we know for sure that music was not born with modern humans (Homo sapiens) – who, as they say, were musically not as talented as the Neanderthals!

The Singing Neanderthals, according to Steven Mithen.
In the beginning was the sound: music precedes speech.

The oldest musical instrument: the Divje Babe flute (Slovenia) possibly made by the Neanderthals

In his study The Singing Neanderthals / The Origins of Music, Language, Mind and Body, Steven Mithen, an archaeologist and professor of early prehistory at the University of Reading in England, expands mainly two ideas: a) the parallel development of what modern man calls music and language, and b) his original idea that the Neanderthals had a peculiar proto-music/language: it was holistic (not composed of segmented elements), manipulative (influencing emotions and hence behaviour of oneself and others), multimodal (using both sound and movement), musical (temporally controlled, rhythmic, and melodic), and mimetic (utilizing sound symbolism and gesture) – i.e. “a pre-linguistic musical mode of thought and action.” That is why, as Manuel de Falla and Federico García Lorca said, “many suppose that chanting is the earliest form of language”, or that song is older than speech. Prosody (“melos of speech”, according to Aristoxenus), was the “melody” produced during ancient Hellenic speech, which was musical, not dynamic as it is now (see Chronicle 6, footnote 6, and Chronicle 12, footnote 7).

Music as the Mother of Speech

● Music (singing) as the Mother of Speech (language) is an idea shared by Darwin, Jean-Jacques Rousseau, Johann Gottfried Herder, and Wilhelm von Humboldt.⁽⁴⁾ We get an idea when we examine the pronunciation in several languages. Closer to the original source are tonal languages, such as Chinese, where each syllable is uttered with a different note or pitch. Then it’s the pitch accent languages, such as ancient Hellenic, where only the stressed syllable is uttered at a higher note-pitch. According to Dionysius of Halicarnassus, the interval between the accented and non-accented syllables reached to an anything but negligible fifth interval (e.g. E-B, see Chronicle 12). Additionally, there are dynamic languages such as modern Greek with the stress given through an increased volume of the voice, not a higher pitch. The difference with ancient Hellenic is obvious in poetry where the accents had no effect on the poetic metres, as they would if the stress were dynamic. The poetic rhythm was musical, prosodic (alternating long and short vowels), and not dynamic. Poetry was musical, having melos (the melody of pitch accent) and rhythm (with long and short movements).

• ⁽⁴⁾ Except Rousseau, Herder, Humboldt, Darwin, Falla and Lorca, many other authors have been led to suppose that word and song had once been the same thing – of course, after the word was germinated by the song.

An aggressive Neanderthal woman is rather misleading since, according to National Geographic, the genes linked to modern man’s aggressive behaviour were probably absent in the Neanderthal DNA. This may explain their disappearance…

In her review on this book, Ellen Dissanayake, of the University of Washington in Seattle, initially lists the vast ocean of knowledge such a study like Mithen’s requires: evolutionary theory; human evolution (social lifestyle, environment); palaeoarchaeology (linguistic and musical abilities and their development); anatomy (ear, vocal tract, brain and musical capacities); neurobiology (brain chemistry, musical cognition and emotion, neuroanatomy of music); origin and evolution of language (similarities and differences with music, semantics, syntax, prosody); music-like communication systems in some other animals (non-human primates, whales, birds, etc.) and their relevance to human communication; music psychology and linguistic behaviour in children; ethnomusicology; the art and practice of music; and the findings of music therapy and the psychology of musical emotion. I can also mention biomusicology or evolutionary musicology.

“Singing Neanderthals”, according to Mithen, had a vocal tract and respiratory control that could have enabled speech, but perhaps they lacked the neural network that was necessary for language. This means that in the beginning was the sound: music preceded speech. Moreover, pre-sapiens hominids, such as the Neanderthals, perhaps lacked metaphorical thought – the ability to have in mind at the same time information from several different cognitive domains. Symbolic artifacts have not yet been found in their dwelling sites, indicating absence of symbolic thought and hence symbolic utterance: spoken language. But the harsh realities and challenges faced in such a hostile environment during the Ice Age required complex emotional communication and cooperation. Therefore, they developed a “music-like communication system that was more complex and more sophisticated than that found in any of the previous species of Homo”. Mithen emphasizes the importance of “emotional intelligence” – the ability to express one’s feelings with face, voice, and body, and decode the emotional signals of others.

It’s impressive that singing was preferable to talking. Why were the symbols of spoken words less reliable than an emotional melody? What were the pros and cons of language?

What is language? What’s its origin?

Sleeping antelope, Sahara, southern Algeria

WE READ THE ABOVE QUESTIONS at the gate of a Congress Palace, the venue of a thought-provoking international symposium. Intrigued by this notice, we go inside and there we hear everyone disagreeing with everyone else! But still, there is a recurring theme of almost paramount consent – something that escaped even Darwin’s attention: a prerequisite, they say, for the emergence of language is that there must be trust within the tribe (what we now call “society”)! Meaning that some kind of social transformation generated unprecedented levels of public trust, liberating this way a potential for linguistic creativity, which was dormant until then. Under normal conditions, as the saying goes, “words are cheap”, “double-talk”, i.e. unreliable symbols on which the tribe could not count for survival; in other words, language was not trusted to become an evolutionarily stable strategy.

When a cat purrs, we mostly feel sure that the animal is content. We trust the signal because it just can’t fake that sound. Vocal calls of the primates may not be so trustworthy. Their social intelligence is characterized as “Machiavellian” – self-serving and without moral scruples. Monkeys and apes often attempt to deceive one another, while at the same time remaining constantly on guard against falling victim to deception themselves! Paradoxically, this very trait is theorized as blocking the evolution of a language-like communication among them! A verbal signal sounds like the cry “Wolves!” by a shepherd trying to fool the others in the well-known moralizing pedagogical story. Once proven false, nobody takes it for granted anymore or even cares. Therefore, socially reliable institutions are necessary, where every scoundrel, “monkey” or “shepherd”, is accountable. In a hunter-gatherer society, a basic mechanism inspiring trust is the collective ritual. (In our society, all the above adequately explain our crisis).

Baby talk and the embryo’s audio stimuli

No features on “Venus” of Willendorf (28.000-25.000 BCE), only reproductive: probably she was a Mother Goddess

Last but not least is what we call “baby talk” – not the talk of a baby still unable to speak, but the one used by adults (usually mothers) while addressing infants, touching and caressing them: a melodic and undulating language, combined with strong gestures, exaggerated facial expressions and rhythmical head and body movements. This is indeed a language because the baby understands the meaning of all these sounds and movements: that is, comprehends the mother’s intentions. In this sense, such a language is similar to music having two main functions: to strengthen the mother-child relationship, and help the infant to speak. In this way its chances of survival increase. Man’s ability to synchronize himself with an external pulse – which is probably unknown to other mammals, including primates – was derived from the primordial mother-infant interaction that in time transformed itself into a proto-music/language – à la Neanderthal!

“Baby talk” has a similar “lexicon” in all cultures. The way mothers and babies raise and lower their voices, change simultaneously expressions and move their hands, is equivalent everywhere, despite linguistic differences such as between musical and dynamic languages. The reasons may be genetic or environmental – in the sense that all embryos grow in a similar environment and can hear twenty weeks before birth, far longer than other animals, most of which cannot hear before birth. During these weeks, the human fetus can also perceive movement and orientation. In addition, it senses the emotional state of the mother via the internal sounds of her body (voice, heartbeat, footsteps, digestion, etc.) and in this way adjusts its postnatal demands (e.g. crying), improving the chances of its survival. The embryo’s capacity to learn and remember sound patterns seems to confirm the idea. In this case, the internal sounds of the human body, and their relationship with the emotional state, may be associated with the relationship between audio-rhythmic patterns in music and their strong emotional charge.

A maenad (bacchante) with a tympanum and a satyr with diaulos (double aulos)

“The human being is musical by man’s very nature”. (Iégor Reznikoff)

“MAN”, IÉGOR REZNIKOFF REMARKED,⁽⁵⁾ “is a speaking being. However, I am absolutely sure that he is also a musical, a singing being, like birds. We know that the various species of birds are also distinguished by the way they sing. The same happens with humans who are distinguished not only by their speech, but also by their singing.

• ⁽⁵⁾ Reznikoff’s remarks were recorded by Despoina Paisidou-Lazaridou in Delphi in 1986 for the radio program, Living and Learning (ERT3). It was the time I started “sailing” on the airwaves as a “chronicler”, presenter, and also music supervisor, during the first round of the program on the Chronicle of Music. Nevertheless, the making of a radio program was something that I learned watching the producer Katy Vlachou with her immense patience and also open mind: she let me present in a public mass medium what I was not allowed to do at the time in a… private one (the newspaper Thessaloniki).

The Education of Achilles by Chiron (fresco from Herculaneum,
a city more wealthy than neighbouring Pompeii)

“These features, I believe, are part of human nature. They are deeply connected with man’s organic nature – his ears and throat, that is, his vocal capacities. That’s how he is born and created since his conception. A child e.g. can hear even when it is in the womb of its mother as a fetus and remembers some elements of music and the voice of its mother or her song.⁽⁶⁾

• ⁽⁶⁾ “Voices and audio stimuli to which a fetus is exposed during pregnancy are not only perceived but also recorded in its memory”, a scientific team concluded in a study. “Thus, if as a fetus it listened to soft music of natural instruments, as an infant it immediately calms and quiets down under the same sounds, while another baby, who had no such experience when it was in the belly of its mother, keeps on screaming”…

Music activates the brain’s centres of communication

● Besides, except the “Singing Neanderthals”, there are also “Singing Embryos”! A research showed that fetuses react to sound stimuli and “sing”! Some researchers at Institut Marquès in Barcelona showed that a fetus can detect sounds and even react moving its mouth and tongue, proving that the ears of the embryo are fully developed by the 16th week of pregnancy. The leading researcher said that the fetuses responded to music moving their mouths as if they were trying to talk or to sing. Music activates the parts of the brain associated with communication, and when the embryos hear it, they react with movements similar to those of a cry, which is the first stage before speaking and singing.

“Music is deeply rooted in humans. Singing is a characteristic of the human species. It is not something recent in man’s social life. The mechanism of hearing and its relationship with speech is characterized by complexity and is located deep inside the brain. Thus it cannot be something recent. In short: the human being is a musical being by man’s very nature.”

Generally speaking, the different species are born as tabula rasa regarding those qualities to be acquired – i.e. that must be gained after birth, depending on the current conditions faced by each species for its survival. But they bear in their DNA all those inherited capacities and qualities that have emerged as acquired ones (upright position, articulation, etc.) and ensured the survival of the species during the millennia of its evolution. This is where all the wisdom of the past is stored – together, of course, with natural musical capacities.

Music Lesson (Herculaneum, early 1st century AD)

“Musical ear”: a characteristic of the majority or of a minority?

Despite all that, we know that talent, an innate musical inclination, or a “musical ear”, do not characterize all persons but rather a minority. How come that some of them can sing beautifully or at least correctly, while others, who equally love music, sing out of tune?

“There is innate musical disposition, musical talent, which is often hereditary: see the Bach family”, said professor Demetris Thémelis “But in general terms, everyone can learn music up to a point. Most people sing out of tune because they’ve had no proper musical education, except in some cases where they may have some physical problem e.g. hearing impairment. Or they may listen properly and have some feel for music, but face some problem in the larynx muscles. There are many cases of distinguished musicians, productive composers, who are ‘cacophonous’, i.e. they cannot sing well because of such problems.”

This may be so, but then how come that in the Third World and, moreover, in the countryside, anywhere far from metropolitan urban centres, i.e. wherever children are naturally brought up, almost everyone can sing and dance well? Here’s Ellen Dissanayake’s comment:

“It is not spoken language itself that overlays or stunts musical ability”, she said, “but the factors in modernized societies that have made music a specialty – individuality, competitiveness, compartmentalization, institutionalization – reinforced by the high degree of literate (not oral improvisatory) training required to read (and compose) musical scores as well as literary texts. In small-scale pre-modern societies (and in any large modern sub-Saharan African city, as well in children anywhere who are exposed customarily to frequent communal musical activity), everyone participates in music – regularly, spontaneously, and wholeheartedly – and benefits thereby from the many adaptive advantages” it offers.

Iégor Reznikoff

You can see, therefore, how crucial is the role of the mother, as well as that of the family, or social environment in general, for the development of a child’s innate musical inclination. This must be the explanation for the existence not only of musical families, but also of musical tribes among gypsies or blacks. Not everything is hereditary, in spite of the important role of heredity: the potential capacities must be cultivated; otherwise they remain dormant, inert, like some atrophic member.

“We can say that African Americans have this divine gift”, said Reznikoff, referring to the innate inclination, the special talent. “Africans have a long tradition in music and singing. Furthermore, they have kept some primitive ways of expression and emotion, and thus they are probably closer to antiquity. The ancient Greeks also loved singing and dancing very much, as the Arabs do now.”

“Since we are human beings, with the senses of audition and vision, it happens that we have constants in art. These constants in music have to do with the natural laws of resonance and consonance: when a chord vibrates, it follows the laws that govern the sound, producing sounds and harmonics that delight our ears; so, our bodies respond.

“It is striking that an instrument like the cithara is found in all cultures. The behaviour of a string and our bodies is the same everywhere. Something similar happens with the auloi. Note that these instruments have been used in several ways in all cultures. But with few exceptions, and apart from modern Western civilization, we see everywhere the same musical laws to apply. It is a global concept of consonance precisely because we are dealing with a natural law.

“This concept, nevertheless, was lost since the early 19th century when the piano was introduced into music changing the natural tuning of the instruments; for the piano is tuned differently, with the equal intervals of the tempered scale. This tuning is wrong if we consider it from the point of view of natural resonance. It is due to the enormous development of music – but a kind of cultivated, sentimental, conceptual music which has abandoned its natural foundation that is rooted in our body and soul.

“Something equivalent has happened in painting: we have ancient art, or iconography, and then we have the art of beauty, even if it depicts saints, or Theotokos: Raphael’s Madonna is really beautiful, her movements are beautiful, and art lies in this beauty, not in the power exerted deep inside your soul by an icon. We have lost these deep roots related to our biological bodies – because we must not forget we are material beings obeying to natural laws. Nowadays art is too conceptual as e.g. abstract art, or even electronic music with computers.

“In antiquity people had delicate, fine ears catching all nuances. The lyre was a ‘soft’ instrument, just like those old traditional ones. When one listened to music on those instruments, he used his spirit even more: let us remember the long texts of old songs. Now, of course, we have all these huge pieces of machinery with the many decibels! All instruments are amplified and modified for that purpose. The violin is already a ‘hard’ instrument like the piano.

“I, personally, believe in a natural approach of antiquity – without imitating or copying it. We must go back to the delicate acoustics of antiquity, because finally man remains the same body and soul. These natural laws – so rich that they have created all those cultures – are like oxygen for us. In the big cities, of course, we may live in air pollution but we are not made for this: it is better for us to breathe fresh air…

“Music’s purpose in antiquity was not just fun. It mainly had to do with the invisible world. This is also true for the Pythagoreans, and later for the Platonic school, or even previously for the Orphic tradition, which influenced the Christian Church. For the Orphic tradition, music actually serves as a link to the invisible: for the preparation of the journey of the soul after death to eternity”…

The “labyrinth” of Reznikoff’s thought, or the contraposition between “soft” and “hard” instruments, may confuse us. The key to grasp its essence lies in that apt example from the art of painting. Sweet melodies and gentle voices, e.g. in most lullabies, are the equivalent to Raphael’s Madonna. Quite the contrary was what Plato suggested about children that cannot go promptly to sleep: “mothers do not offer them peace, but movement instead, always rocking them in their arms, not silently but with some melody, and in this artless way they make the kids fall asleep”. If you experiment, they say, you will see that the… Platonic technique is highly effective!

Catharsis: the mental and moral purification through Dionysian ecstasy.

Orpheus, by Marc Chagall

A SIMILAR MISUNDERSTANDING seems to obsess psychotherapists who choose music with soft sounds, having waters trickling and birds singing as… garnish in the background. But what the ancients were after during their psychotherapeutic rituals was exactly the opposite with their deliberately intense and monotonously repetitive music.

Using suitable melodies and rhythms, they made the mentally disturbed person to flush to such a degree that a reaction would follow bringing him back to his previous normal condition. Such methods of “sorcery” survived even in the so-called “civilized” world until the 60s. Certainly, now that we have become so very “cultured”, musical sounds can hardly excite us…

“Fire cleanses, while water purifies”, said Plutarch. Catharsis was the mental and also moral purification through Dionysian ecstasy in ancient Hellas. This is the original meaning of the term; not the one used in periods of political corruption in modern Greece. According to Aristotle, it was what the audience in a tragedy was subjected to through feelings of pity and fear caused by the suffering and tragic end of the heroes.

“There was a close link between the swamps (as sources of infections and fever), the subsequent neuromental disorders and their cure with music in the therapeutic rituals of the Corybantes and the Bacchantes”,⁽⁷⁾ wrote Denise Jourdan-Hemmerdinger in the synopsis of her paper on Music in the Therapeutic Rituals of the Corybantes and the Bacchantes, at the Musicological Symposium at Delphi in 1988.⁽⁸⁾ “These data allow a better reading of ancient texts. We can reconstruct them not anymore in an entirely irrational context with widespread mysticism, but in a reality with tragic experiences in the time line.

Cybele and Attis, three Corybantes, Aeon, Helios, Selene, Phosphorus, Hesperus, Poseidon, Thetis and Gaea,
on the Parabiago plate (2nd-4th century AD).

• ⁽⁷⁾ Corybantes: Cybele–Rhea’s priests in Phrygia, connected with Dionysus-Bacchus, performing orgiastic dances accompanied by cymbals, rattles, auloi, tympana (tambourines) [> corybantism (catharsis)]. We have already seen Dionysus’ followers, the Bacchantes, Bacchae or Maenads (< mania), as Orpheus’ slayers (in Chronicle 12, footnote 3).

• ⁽⁸⁾ With this… Sibyllic synopsis, Jourdan-Hemmerdinger tried to give some idea to the audience about her paper. Unfortunately, she had a formidable opponent: relentless time. Within a very short time – granted to each speaker – she had to expand on her vast thesis that could be the subject of a separate symposium. The… machine gun tempo she chose to say “everything” in time eventually proved to be a boomerang for her extremely interesting topic.

“So the biological and pathological cause of hallucinations reappears as an archetype of the mythological and dreamlike world of fantasy. Although the monotheistic religions expelled the ancient gods, who played a therapeutic role, they did not eliminate malaria – a scourge as old as the world but always present. This Thraco-Phrygian and Orphico-Pythagorean music therapy survived more or less in some folk, religious, pagan traditions.

“What did these specific kinds of music consist of? What body and soul level did they act upon? How and why were they effective? The texts give us an idea. Can we get even further? Obviously, if we work on this rich and diverse file with a fortunate conjuncture of data of the geographical and ethnological hematology, and medical anthropology – sciences already containing a wealth of information – adding the results of ethnomusicological research, without forgetting ancient and medieval musicology, either Oriental or Occidental.”

Bacchic Dance of Maenads in a Wood,
by Gustave Doré

Ethnological, musicological and medical research was eventually carried out in Asia (India, Indochina, Siberia), Africa (Ethiopia, Senegal), America (Haiti, Native American Indians and Eskimos), and Europe. Such phenomena were observed in Magna Graecia, especially around Taranto, with the renowned tarantella dance that was a key element of the musical exorcism to counteract the poison of the tarantula spider.

Part of the same tradition is a – mostly – Thracian fire ritual, called anastenária (nestinarstvo in Bulgarian Thrace). The oldest written information about such barefoot dances on smoldering embers is found in Euripides’ The Bacchae. Later Strabo wrote about Artemis’ priestesses in Asia Minor and Italy performing such dances at will. In Byzantium the dancers were called “psychária” or “asthenária” (hence anastenária or nestinari), while around 1800 such rituals were prevalent not only in the Balkans but also throughout Anatolia.

Music and dance contribute to an emotional release
and thus have a therapeutic effect on the participants.

Anastenária’s most striking feature is probably the “incombustibility”, “immunity from fire” – the (seeming, at least) negation of a natural law. This element of the ritual stirs our imagination so much that almost everyone forgets to mention the key role of music and dance which, according to many experts, contribute to an emotional release and, in this way, have a therapeutic effect on the participants. In a sense, therefore, this ceremony is a psychotherapeutic ritual system.

Levi-Strauss believes that these systems provide the patient with a gateway to express inexpressible conditions. During this therapeutic process, the participant receives from outside a social myth that has no conflicts and, therefore, does not correspond to his previous personal condition. In such a context, reality is compelled to identify with this social myth. Without music and dance, however, methexis is not possible:

“Monotonous music”, the psychiatrist Constantinos Constantinides wrote in his Notes on Fire Walking of Anastenária and a Possible Explanation of Incombustibility, “is a prerequisite to a change of mental mood, creating an equivalent emotional state, and triggering the subcortical (motor and emotional) centres, so as everything is easily and automatically executed, eliminating the inhibitory effect of the cortex.

“Generally motivated also by music, dance is known as a largely automatic event and as such a new prerequisite to the creation of the whole mental ecstatic state – even more so if it is religious. That is why all primitive religions are ‘danced’, all happy events are ‘danced’. While dancing, there is a peculiar emotional state, there is more automation and unconscious function, and there is more or less self-absorption and a break of contact with the environment. One could say that dance is a certain step to ecstasy, opens the way to the phenomenon of ecstasy.”

“Dance is a certain step to ecstasy, opens the way to the
phenomenon of ecstasy.” (Constantinos Constantinides)

“Music particularly seems to coordinate a tendency to group unification”, commented another psychiatrist, Pantelés Kranidiotes, analyzing Anastenaria as a Psychosomatic Phenomenon. “Constantinos Romeos realized just that, commenting ‘music makes the human soul to feel such desolation that it desires to mingle with the other dancers seeking to let it go’. On the other hand, Polydoros Papachristodoulou underlines the impact of music on these people saying that music ‘exerts some particular influence on the nervous system of hysterical, naïve peasants’.

Davul

“But anyway, regardless of the quality of the receiver, everyone would perceive this fascinating power of music, if above all he experienced the crucially overwhelming davul in the ‘hangout’, where ‘all the spectators were agitated and rocked’ under its sounds.

“Emotional arousal is more secure when music is more familiar. This is obviously the purpose of conflating this religious ceremony with songs, which clearly translate the various deepest emotions of the people’s psyche and where above all is the dominion of heroic elements, which can only bring about an arousing, wild ecstasy.

“This combination seems much more effective to induce the required emotional orgy than the ecclesiastical chants and hymns, which are totally absent in this religious ceremony, as they produce a rather static ecstasy.

“The music of the fire dancers, familiar to them over the centuries, is a creation and property of their own emotional universe and that is why it can definitely stir it and indeed with an intensely arousing way.⁽⁹⁾ But here it seems that rhythm plays the main role in music and – as the musicologist Pantelés Kavakópoulos says – ‘what excites the fire dancers is the davul with its varying rhythms’.”

• ⁽⁹⁾ These psychiatrists, it’s obvious, look on the fire dancers “from on high”: they see “hysterical, naïve peasants” with “the people’s psyche”, immersed in “an arousing, wild ecstasy”, which is described as an “emotional orgy”, under the sounds of a music that is a “property of their own emotional universe”… They recognize, however, that the impact of this music and dance, in that particular environment, is equally catalytic “regardless of the quality of the receiver”, apparently having in mind that nowadays, among fire dancers, several “hysterical, naïve”… intellectuals and scientists are included!

First a fetus hears mother’s heartbeat. The pulse is recorded deep in
the brain; when excited, man’s inhibitions are neutralized, and he is
in ecstasy, acting not as an individual but as a member of a group.

Relief of a maenad holding a tympanum

RHYTHM, INEXTRICABLY connected to dance, is the first musical element man experiences. The initial sound a fetus hears is the mother’s rhythmic heartbeat, long before it enjoys her singing – if she has a sweet voice. But even if she doesn’t, this primary pulse is recorded deep in its mind, in the subcortical centres of the brain; when they are excited, man’s inhibitions are neutralized and, as a result, he is overwhelmed with ecstasy, acting as a member of a group and not as an individual.⁽¹⁰⁾ That’s why melody, the second element of music, is intentionally monotonous and persistently repetitious, while the lyrics, if it’s a song, are just as rudimentary: precisely to prevent the re-activation of the cortex and achieve the culmination of ecstasy.

• ⁽¹⁰⁾ Music has been my first occupation, since I was 15, playing in the band of my father, Iannes Loukovikas. I remember that, also due to my music education, I wondered, and was annoyed, as well, whenever an audience glorified some drummer, or anyone playing percussion, in his solo, although his performance was not as difficult as the other musicians’ who, nevertheless, never received such an ovation. The answer to this childish question of mine is given here…

Such phenomena could not go unnoticed by ancient Greek philosophers, who have testified how crucial the role of rhythm is for the preservation, modification or loss of ethos in music. Socrates, Plato, Aristotle and many others investigated the ethos in rhythm, melody, genera and harmonies or modes, not only because music was the foundation of education, but also because – quite rightly – they considered music as a form of language, capable of expressing almost as much as speech and exerting a catalytic effect on people, especially the youth.

Ethos of music (rhythm, melody, genera,
modes): exuberant, restrained, or serene.

Cybele with a tympanum, bronze statuette (2nd century CE)

“No act among people is performed without music”, Aristides Quintilianus used to say, while Plutarch stressed that “the formation and preparation [of young people] to be good [citizens is achieved] through music”, for the Orphean art is really beneficial “on everyone and every well-instructed act”, concluding: “Foul music and wicked songs lead to prodigal morals and unmanly lives, and men to indulgence and flabbiness and effeminacy”…

The ethos of music was generally distinguished as exuberant (the one causing agitation or excitement); restrained (the opposite); or serene (that calms down). Comprehensive philosophical studies were apparently based on observations on ancient folk rituals, such as musical therapeutic ceremonies. The philosophers found that every rhythmic or melodic movement resulted to certain emotional reactions, positive or negative – depending on the intended purpose. Thus they concluded that the sounds with the beneficial effects should be praised and the others to be condemned.

It was natural that the concept of ethos was also exploited for the condemnation of musical innovations by the conservatives, as we have already seen (Chronicle 12. “Do not maltreat our music!”). But in no way does this fact mean that musical ethos is worthless. Why else should the idea be adopted by Persians and Arabs and so many others?

“OK, if it’s not worthless, it is certainly completely unknown today”, the dissidents counter-argue. “Why should we care about the ethos of music (and not only) in an exceptionally unethical era in every respect? Isn’t it… an anachronism?”

Dear reader, my dearest fellow voyager, don’t you think that having come thus far, it means there is a deeper reason in earnest?

●

.

After the Mediterranean periplus, in search of Orpheus,
we set sail to Tartessos, in the Cassiterides archipelago…

Let’s follow the… tin!

• >> Chronicle 15. SAILING TO RIO DE JANEIRO!
• << Chronicle 13. PROFESSIONALS OR AMATEURS?

Next Chronicle 15. SAILING TO RIO DE JANEIRO! (Crossing the Atlantic / So Distant, So Near) ● Periplus – Luso-Hellenic Wanderings ● An Atlantic Odyssey

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Chronicle 6. INDO-IBERIAN ARC (Jondo)

Chronicle 6. INDO-IBERIAN ARC (Jondo)

/ΕΛΛΗΝΙΚΑ/ Χρονικό 6. ΙΝΔΟΪΒΗΡΙΚΟ ΤΟΞΟ (Jondo)

● Roma, Bartók, Pohren and Flamenco
● Lorca, Falla, Pedrell and Cante Jondo

Michales Loukovikas

IT’S A PLEASANT SURPRISE whenever you meet the familiar figures of ancient Hellenes emerging from the pages of books about other peoples’ ways of life and expression – such as fado and flamenco – and also playing leading roles in legends that are probably unknown to modern Greeks.

No doubt “casting” those heroic Hellenes in the mythological dramatis personae of the world is not so strange a phenomenon. It is a measure of the splendour of ancient Grecian civilization. But what’s quite unexpected is to find such legends in books dealing with music (see the previous Chronicle).

Indeed, there are so many myths, stories, and tales, about Heracles, Odysseus and, even more, Alexander! And it’s no coincidence at all. It’s them that have defined our common historical background: the westward voyages of Heracles and Odysseus, and the eastward drive of Alexander, outline this wider area, the one that, schematically more or less, I described as the historical space of the Mediterranean.

Alexander’s exploits in the Orient are still widely acclaimed and echo in so many legends about Iskandar. In the western Mediterranean, on the contrary, the whole picture is rather obscure; it lacks clarity. It was quite natural for me to focus my attention there for an extra reason: until recently almost everyone in Greece referred to the Eastern Mediterranean, not just as the “gravitational” centre of this historical space, but as though it constituted an area apart from both the western half of mare nostrum, and also the eastern extension of the Mediterranean space into continental Asia.⁽¹⁾

• ⁽¹⁾ Now everybody’s talking of the one, unified Mediterranean. Well, that is something! Once upon a time – not so long ago – the cliché and catch phrase (overused ad nauseam) was “ἡ καθ’ ἡμᾶς Ἀνατολή”, meaning something like “our own Orient”, and referring to the long gone Hellenistic East. The exact meaning differed widely depending on the person using it. The best description of the phrase I know is Cavafy’s poem In the Year 200 B.C. (see Chronicle 2). The worst ones are found in the speeches of politicians who, in the past, combined it with the so-called “Megale Idea” (“Great Idea”, about an even “Greater Hellas”), which proved to be not a “great idea” at all, and has since become a national nightmare…

The Rock of Gibraltar, the European Pillar of Heracles (1850)

Andalusia, the western end of our historical space, has received
so many cultural elements from its eastern end, India, that
the wide scope of exchange becomes more than evident.

Well, I searched for evidence to the contrary; and I arrived to the conclusion that there’s no better and more convincing example than music – or rather, culture – of Andalusia: the western end of our historical space has received – and indeed repeatedly – so many cultural elements from its eastern end, India, that the wide scope of exchange becomes more than evident.

If the Hellenes have also been involved in this give and take, so much the better. But apart from les enfants terribles de l’antiquité, there are some others, as well, that delineate our historical space; a quite humble people who, without having bequeathed to mankind splendid monuments of art and literature, were able to leave their indelible mark wherever they passed through, despite the relentless persecution they suffered. I’m talking about the Gypsies, the Roma who, in their own way, remind us that civilization is not only sublime art and culture; it is also the primitive but authentic way of human expression – which, we need never to forget, was the starting point of every art form.

So, let’s go and meet them remaining on Iberian soil: from the world of fado in Portugal, we cross into that of flamenco in Andalusia – and what we hear first of all is… a passionate dispute about the origin of flamenco! It’s an old controversy still going on strong between the advocates of an Andalusian birth certificate and those who see the genre as a Romani creation.

Gypsy dance in the gardens of the Alcázar, in front of Charles V Pavilion, by Alfred Dehodencq (1851)

Even prejudiced persons are obliged to recognize that the Gypsies – or at least some of their tribes – have an innate talent for music. They are quick though to assert that the Roma are not distinguished for their creative inspiration, but just for their skill in the execution of music. Although self-contradictory, this view was expressed, in all seriousness, even from authoritative personalities, perhaps with good intentions. It’s true such controversies erupted in countries, like those in Eastern Europe, with a strong gypsy presence, during the formation of the so-called “national schools” in music. But the root of the problem goes far back:

Music was not a lucrative – and hence respectable – occupation for
centuries, when the only professional musicians around were Gypsies.
After the economic conditions had changed and many locals became
musicians, it was almost impossible to “purify” the local musical idioms…

Music as a profession was not a lucrative – and hence respectable – occupation for centuries, when the only professional musicians around were Gypsies. After the economic conditions had changed and many locals had become musicians, it was almost impossible to identify and set apart the indigenous musical elements from gypsy additions – or with a different phraseology, to “purify” local musical idioms. Still, we cannot blame the Gypsies for this “problem” (if, indeed, there was one)…

Béla Bartók

“Contact with foreign material,” according to Béla Bartók, the celebrated Hungarian composer and ethnomusicologist, “does not merely imply the exchange of melodies, but – and this is even more important – is also a stimulus for new styles to arise… The current situation of Eastern European folk music can be summarized as follows: As a result of the continuous interaction of several peoples’ folk music, a tremendous wealth of melodies and melody types has emerged… Therefore, the lack of racial purity that has appeared as a final result has had crucially beneficial resonances. A complete separation from foreign influence means stagnation; well-assimilated foreign impulses offer possibilities of enrichment.”

“Contact with foreign material is a stimulus for new styles. Racial purity means stagnation; well-assimilated foreign impulses offer possibilities of enrichment.” (Béla Bartók)

Only racists would reject such important conclusions. But nationalism is also a problem, especially in an area like Eastern Europe as it was already described. Even Bartók was not immune to such “national sentiments”. When he realized that Hungarian folk songs traditionally employed by “classical” composers were not autochthonous, he decided to make a research. So, in 1908, he and Zoltán Kodály, his colleague and compatriot, travelled into the countryside to collect old Magyar folk melodies, which had previously been categorized as “gypsy music”. In contrast, they discovered that these folk melodies were based on pentatonic scales, similar to those in Asian folk traditions, as those of Anatolia, Central Asia and Siberia.

Gypsy Girl with a Mandolin,
by Jean-Baptiste-Camille Corot

● First of all, the Magyars themselves are anything but autochthonous: they came from the Urals to what is now Hungary rather recently: in the 10th century CE. The Roma perhaps arrived there somehow later but without plundering the area around, as the Magyars did. (Alas, this is the reason why there’s no Roma state today…) Why, then, should the Magyars care so much about indigenity? What Bartók and Kodály proved after all was that old Magyar folk melodies originated in Asia, and therefore, were not autochthonous either!

● Concerning the other melodic treasures of this area, Bartók said: “As a result of the continuous interaction of several peoples’ folk music, a tremendous wealth of melodies and melody types has emerged.” All of these melodies and melody types have been neither Austro-Hungarian, nor Czecho-Slovakian, nor Serbo-Croatian, nor Romanian or even Romani (since the Gypsies have also participated in this give and take). They belong to all without exception – and this is quite annoying to all nationalists!

● As regards the erudite compositions implied above, the “classic” example is Liszt’s Hungarian Rhapsodies, which he based on popular tunes and melodies performed by Romani bands of the time. Another famous work (by a non-Magyar composer) is Brahms’ Hungarian Dances – his most profitable, although only three out of the 21 dances (11, 14, and 16) are his own compositions.

In a land of “gypsy violins” famous worldwide, playing mainly heptatonic scales, a heated controversy broke out in 1933 regarding the point at issue. When Bartók intervened, he claimed that:

“If we want to be precise, the term ‘gypsy music’ is incorrect, and what is described as ‘gypsy music’ is in fact nothing but Hungarian music played by Gypsies”…

Alas, this “contact with foreign material” seems rather a “great idea” as long as it excludes Romani contributions! Nota bene, any “pure”, “autochthonous”, melody anywhere in the world would be tantamount to a chimerical “Holy Grail”!

Gypsy school (of violin and other strings in Hungary), by Janos Valentiny (1896)

Gypsies in Andalusia and Flamenco

LET’S RETURN to Andalusia and flamenco to delve into the substance of this point at issue. The cultural substratum here is far richer in finds, with the successive layers of several civilizations. It is obvious how misleading the dilemma “Gypsies or locals?”, “black or white?” is – and if you don’t suffer from colour blindness, you realize very soon that this can be nowhere true.

“In flamenco music”, says Christian Scholze, “there are elements of Arab, Indian, North African, Greek and Jewish influence, and the respective proportions of these are hotly debated by flamencologists. What they do agree on is that the roots of flamenco lie in the suppression of the Gypsies. Wherever Gypsies found refuge and shelter over the centuries are today’s centres of flamenco.”

Voilà! There is Greek influence detected in flamenco! Most important, though seemingly paradoxical: among all those cultures referred to by Scholze, the only one that did not have “bearers” actually present in Andalusia, when flamenco’s formation began during the 16th century, was Hellenic culture. Additionally, at that time, both Greece and the Byzantine Empire were not “on the map”, having already lost their independence.

What I mean to say is that, apart from the local andaluces, there were at that time in Andalusia Arabs and North African Moors; there were also Gypsies (as “bearers” of North Indian culture), and Jews. They were all the heterodox people that the decrees of Ferdinand and Isabella had declared personae non grata in the name of religious “purity”, a kind of racism, in order to consolidate the “new (Catholic Castilian) order”. That was the end result of the Crusades: a sanctified ethnic cleansing!

Death and Apocalypse, by Hieronymus Bosch

The dilemma was clear-cut: convert to Catholicism or get the hell out of here! And “for fear – even terror – of the Jews” and the rest of the heterodox people, the infamous “Holy” Inquisition began a persecution spree “in the name of God”. Most Arabs and Jews (the Gypsies had no… address and it was difficult to track them down) were forced out of their homes, finding refuge mainly in Morocco and hoping that they would soon return – a hope shared by all refugees such as those from Asia Minor. Others (mainly Jews, not Moors who found themselves in a familiar environment in the Maghreb) chose to emigrate and ended up in the lands that until recently were Byzantine, but had already passed under the control of the Ottomans – inter alia, in Thessalonica.

All those who stayed without changing their religion, or some others, who were judged as insincere in their “repentance”, went underground, lived together and closed ranks out of necessity, despite all their differences, in order to confront the common enemy. Very soon this unlikely mixture of people was “enriched” with “new blood”: the Andalusians, who passed in turn to the other side due to various problems with the new authorities. The conquest of America, you see, started then, and the necessary “manpower” was recruited mainly in Andalusia.

Flamenco was born in such circumstances from these fugitives. But where were the Greeks? And how did they manage – being absent and from afar – to exert their influence? There can be only one answer: thanks to the splendour of their civilization – even though it was already a relic of the past.

El jaleo, by John Singer Sargent (1882)

An eristic could possibly dismiss scornfully Christian Scholze. His view, however, is not new-fangled. It is shared by most musicologists who say more or less the same. The editors of the Classic CD magazine e.g., publishing an interview with the guitarist Paco Peña, epitomized the origins of flamenco as follows:

“A synthesis of several styles, the music of the Gypsies at the base of the Iberian Peninsula comes from Moorish, Byzantine and Jewish sounds, and at a certain point of its evolution it acquired the name flamenco.” (These editors forgot a most important parameter: India).

If that is not enough for you, here’s the American flamencologist and guitarist Donn E. Pohren, author of a trilogy on flamenco (The Art of Flamenco, Lives and Legends of Flamenco, A Way of Life) translated into many languages, and teacher of the Andalusians, in Jerez de la Frontera’s Cátedra de Flamencología – without “lecturing” at all, as he has experienced flamenco’s way of life side by side with Gypsy and local performers of this music before it became fashionable:

“Contrary to a widespread belief, the Spanish gypsies were not the sole creators of the mysterious art called flamenco. Rather, it is generally agreed that flamenco is a mixture of the music of the many cultures that have played important roles, directly or indirectly, throughout the centuries in Andalusia, the most important of these being the Muslim, Jewish, Indo-Pakistani and Byzantine.”

It’s the very first paragraph in the main part of his book dealing with The Art of Flamenco when he sets out to examine it. This chapter, Origin and Background, ends up with the etymology of flamenco: “Where did the term flamenco come from?”, Pohren wonders. “Again, no one knows, but theories abound”… We have already met the fugitives who probably created flamenco. Dismissing several theories about the origin of the word, rather picturesque (e.g. Flemish, flamingo, flame, etc),⁽²⁾ Pohren presents the most credible:

• ⁽²⁾ Flemish, due to the Spanish Jews who found refuge in Flanders; flamingo, because of the supposed similarities in posture between the bird and a flamenco bailaor(!); and flame, as a graphic metaphor of flamenco’s essence.

“Possibly the most likely theory states that the word ‘flamenco’ is a mispronunciation of the Arabic words ‘felag’ and ‘mengu’ (felagmengu), which means ‘fugitive peasant’. It is likely that this term was borrowed from the Arabs (Arabic was a common language in Andalusia at that time) and applied to all the persecuted people who fled to the mountains. Through usage in Spanish ‘felagmengu’ was transformed into ‘flamenco’, until eventually the term flamenco was adopted by the fugitives themselves and in turn applied to their music.”

Cante jondo (Lorca, Falla, Pedrell)

If all the above are again not enough for you, I need to resort to… indisputable sages – meaning in other words to invoke the views of acclaimed Spaniards who surely know what they’re talking about. Well, how about Federico García Lorca, his friend and tutor, Manuel de Falla, or his mentor’s mentor, Felip(e) Pedrell?⁽³⁾

• ⁽³⁾ The composer, guitarist and musicologist Felip Pedrell has been the instructor of almost every outstanding composer of Spain’s “National School”: not only Manuel de Falla, but also Isaac Albéniz, Enrique Granados and Joaquín Turina.

García Lorca used the title Poema del Cante Jondo for a collection of poems in 1921. The next year he helped Falla in the organization of the Concurso de Cante Jondo, held in Granada on 13 and 14 of June 1922, with a memorable series of performances held at the Alhambra. Cante jondo or grande (deep, great song) is the most breathtaking of the flamenco forms, the most authentic or pure and, in the interwar period, the most marginalized. That’s why the two friends tried to support it. The other two forms – cante (inter)medio and chico (intermediate and small) – were considered as rather vulgarized forms, a point of view perhaps corresponding to the realities of the interwar period; Lorca will soon present his own well-grounded explanation.

Federico García Lorca, by Emily Tarleton

To promote the Concurso, Falla wrote the essay El cante jondo (canto primitivo andaluz), in which he presented the results of his own research indicating that the primary foreign influences contributing to the origins of jondo were three: Byzantine ecclesiastical music coming from the eastern Mediterranean; Moorish music from North Africa and Arabia; and especially that distinct music of India and its rhythms, brought by gitanos, who began arriving in Spain more than five hundred years ago. Lorca on his part gave a lecture on February 19, 1922. Citing Falla, he also put forward these three historical events that shaped jondo:

• “a) the Spanish Church’s adoption of [Byzantine] liturgical chant;
• “b) the Saracen invasion; and
• “c) the arrival in Spain of numerous bands of Gypsies.⁽⁴⁾

• ⁽⁴⁾ Lorca’s English texts on Cante jondo and Duende are based on A. S. Kline’s translations.

“This mysterious migrant folk”, Lorca went on, “arriving in Andalusia, united ancient indigenous elements to what they themselves had brought, and gave cante jondo its definitive form. That is shown by the qualifying term ‘gitana’ which the siguiriya retains. This is not to say, of course, that cante jondo is purely gypsy, since Gypsies exist throughout Europe and elsewhere in our peninsula, while these songs are only nurtured in Andalusia. It is a cante purely andaluz, the seeds of which existed in this region before the Gypsies arrived.”

Except local elements, there are Graeco-Byzantine, Arabo-Moorish,
Indo-Romani, perhaps even Jewish influences detected in flamenco
(García Lorca, Falla, Pedrell, Pohren, Scholze, et al.)

Flamenco guitar

In Falla’s conclusions, as well as in Lorca’s lecture, we find the same contributing factors in the formation of flamenco; with only one exception: Jewish influence is conspicuously absent… Regarding the Romani contribution, Lorca evaluated it in its proper dimensions, avoiding to speak neither in favour of an Andalusian parthenogenesis – for the Gypsies “gave cante jondo its definitive form” – nor of a Romani birth: despite the many similarities he cited among key elements of cante jondo and some Indian songs, mostly love songs (he will deal about that later, as well), Lorca persistently insisted that “jondo is a cante purely andaluz”.

Indeed, flamenco was impossible to be born in India; but, without the Roma, not even in Andalusia; just like rebetiko: it was impossible to be born in Asia Minor; but, without the Anatolian refugees, not even in Greece; or just like the blues: it was impossible to be born in Africa; but, without the black slaves, not even in America. If this is true about the blues, an almost exclusively black music, you can imagine how much more relevant it is in the cases of flamenco and rebétiko where two locals became leading figures: Paco de Lucía and Basiles Tsitsanes.

Flamenco was impossible to be born in India; without the Roma not
even in Andalusia. Rebetiko was impossible to be born in Asia Minor;
without the Anatolians not even in Greece. Blues was impossible
to be born in Africa; without the blacks not even in America.

Rebet, etching by Tassos

“Every cloud has a silver lining”: the truth of the apophthegm is revealed in these diamonds of musical culture. We can now enjoy their sparkling beauty thanks to the Roma, the Anatolians and the black Africans – those that played the role of a catalyst in processing and refinement of these diamonds of the Orphean art – who, nevertheless, suffered tremendously. Of course, some people had to play the role of the villains. For the Gypsies, among others, the villain was Timur. For the Anatolians, it was Kemal. For the blacks? Here we lose count…

Lorca also analyzed the difference between cante jondo and flamenco in general – “an essential distinction based on antiquity, structure and spirit”:

“The essential difference is that the origin of cante jondo must be sought in the primitive musical systems of India, that is, in the first manifestations of song… It is cante imbued with the mysterious colour of primordial ages; flamenco is relatively modern and it cannot be said to acquire its definitive form until the 18th century…

“Spiritual colour versus local colour: that is the profound difference. Cante jondo is, then, the rarest specimen of primitive song, the oldest in Europe, bearing in its notes the naked shiver of emotion of the first oriental races. Manuel de Falla affirms that the Gypsy siguiriya is the only genre on our continent that preserves in all its purity the primary qualities of the primitive songs of the oriental peoples.”

Let’s have a closer look at this siguiriya gitana, an appropriate song to express sorrow, deep pain, despair. According to Falla, it is the archetype of cante jondo, as Lorca defined it in another lecture entitled Architecture of Cante Jondo (1931). Whether the siguiriya is “gitana” or “purely andaluz” we better leave it to the Spaniards. For us outsiders, far more interesting is the common position of the three musicians mentioned above, namely Pedrell, Falla, and Lorca (he was also a musician, let’s not forget). I quote from his lecture of 1922:

Felip Pedrell

“The great master Felipe Pedrell, one of the first Spaniards to treat questions of folklore scientifically, writes, in his magnificent Cancionero popular español:

“‘Musical orientalism survives in various popular songs and is deeply rooted in our nation through the influence of ancient Byzantine civilization on the ritual used in the Spanish Church, from the conversion of our country to Christianity until the 11th century when the Roman liturgy [i.e. Gregorian chant] can be said to have been fully introduced.’⁽⁵⁾

• ⁽⁵⁾ So, we can also speak of siguiriya griega, or bizantina, not only of indiana, gitana or andaluza!

“Falla adds to this statement of his old master, specifying the elements of Byzantine liturgical chant revealed in siguiriya, which are: the tonal modes of primitive systems (not be confused with those known as Greek modes), the enharmony inherent in those modes, and the lack of metric rhythm in the melodic line.

“‘These same properties characterize certain Andalusian songs which appeared long after the Spanish Church’s adoption of Byzantine liturgical music, songs which have a close affinity with the music which in Morocco, Algeria and Tunisia is still called… «the music of the Moors of Granada».’ [The siguiriya gitana has] ‘specific forms and characteristics distinct from its relationship to sacred chant and the music of the Moors of Granada’.”

Falla, concludes Lorca, “has found an extraordinary agglutinative Gypsy element… of Indic origin.”

“Chanting is the earliest form of language”. (Falla, García Lorca)

Nevertheless, the findings of this triad (Pedrell, Falla and Lorca) go far beyond the relatively recent past, to prehistoric times. Lorca explains:

Manuel de Falla: “El… músico brujo”

“The essential similarities that Manuel de Falla notes between cante jondo and certain songs of India are:

“‘Enharmonics, as in intermediate modulation; a restricted melodic line, rarely exceeding the compass of a sixth; and the reiterative almost obsessive use of a single note, a process proper to certain forms of incantation, including recitations which might be termed prehistoric, and have led many to suppose that chanting is the earliest form of language.’⁽⁶⁾

• ⁽⁶⁾ Chanting: a short, simple series of syllables or words sung on or intoned to the same note or a limited range of notes; a monotonous rhythmic call; a primitive “recitative”, vocalism; prosody (“melos of speech”, according to Aristoxenus), i.e. the “melody” produced during ancient Hellenic speech (see Chronicle 12, footnote 7, and Chronicle 14, Music as the Mother of Speech).

“In this manner cante jondo, especially siguiriya, creates the impression of sung prose, destroying all sense of rhythmic metre, although in fact its literary texts are assonant tercets and quatrains.”

Going way back into history, we can parallel this incantation-recitation with the so-called paracatalogē (παρακαταλογή) of ancient Hellenic tragedy, “a kind of melodramatic recitation of tragic and pathetic parts”, as Giorgos Iohannou says, “something intermediate between the catalogē, i.e. the usual recitation of chants, and the proper song, the ode.” Note that Iohannou defines as a “chant” even the catalogē. Let us not forget that the ancient drama was all in verse. That is why the modern Grecian word for song, tragoudi (τραγούδι), comes from tragedy, while out of paracatalogē the word paralogē (παραλογή, ballad) was coined. Besides, the above quotation comes from an Iohannou’s collection of ballads.

The paracatalogē was accompanied – usually by aulos; in this sense it differed from the catalogē; as a melodramatic recitation, it was not a sung recitative; it also differed from the ode, because there was no melos (melody), other than a certain rhythmic emphasis, and the tonal or pitch accent of the ancient Hellenic language, which was musical, not dynamic like modern Greek. The tragic and pathetic effect was achieved by inserting paracatalogē within sung parts (ἐν ταῖς ᾠδαῖς). This technique enhanced the dramatic appeal of the text.

In Hellenic tragedy, “paracatalogē, a kind of melodramatic recitation
of tragic and pathetic parts, was something intermediate between the catalogē, the usual recitation of chants, and the proper song, the ode.” (Giorgos Iohannou)

• >> Chronicle 7. INDO-IBERIAN ARC (Duende)
• << Chronicle 5. IBERIA’S ODYSSEY

Next Chronicle 7. INDO-IBERIAN ARC (Duende) ● Lorca and Duende ● Pohren and Flamenco: Dance and Guitar ● Cithara and Pandura

Roman sarcophagus with scenes of Bacchus depicting various ancient instruments:
tympanum, aulos and cymbala (210-220 CE)